Mutual Fund Disclaimer “Mutual Funds are provided by Equity Associates Inc. a Mutual Fund Dealer. On occasion Equity Associates may also approve an Exempt Product Offering. Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Mutual funds are not guaranteed and are not covered by the Canada Deposit Insurance Corporation or by any other government deposit insurer. Mutual funds values change frequently and past performance may not be repeated. Please read the simplified prospectus before investing.”
Opinions Disclaimer “The recommendations and opinions expressed are those of author and do not necessarily reflect those of Equity Associates Inc. This article is not intended to provide individual financial, legal, tax or investment advice bur rather is to be used for information purposes only” Addition Products & Services Disclosure “Mutual funds are provided through “Equity Associates Inc., sponsoring mutual fund dealer. All other products or service provided other than mutual funds are not supervised or the responsibility of Equity Associates Inc.”
Additional Disclaimer: “The information contained herein is for ‘Province/Territory’ residents only and does not constitute an offer to sell or solicit sales in any other Canadian or foreign jurisdictions”
Leverage Disclosure: “The use of borrowed funds is an excellent way to leverage one's exposure to the markets. However, the potential for added returns comes with a significant level of added risk. Someone considering this investment tool should be aware of the potential for losses and discuss their tolerance for risk with their advisor. If used properly, Leveraged investing can be rewarding. Should you have any questions on the matter, please do not hesitate to discuss it with your advisor.”
Equity Associates Sudbury is committed to respecting the privacy of individuals and recognizes the need of people with whom we do business and employees for the appropriate management and protection of any Personal Information that you agree to provide to us. Our Privacy Management Plan includes guidelines on the collection, storage, use and retention of your Personal Information as follows:
Collection: The organization collects personal information about individuals (clients, suppliers, employees, etc.) in order to better manage its business. The organization will make all reasonable efforts to fully inform such individuals about the planned use/disclosure. The organization will limit the collection and use of personal information to that required for valid business purposes or to comply with legislation.
Accuracy: The organization will make every reasonable effort to ensure that the personal information it collects and uses is accurate and complete. Individuals providing personal information will have the opportunity to review and correct their personal information, and on written request by an individual to whom the information relates, the organization will modify the information as required.
Storage: The organization will store personal information using hard copy and/or electronic means in such a way as to prevent unauthorized collection, access, use, disclosure or disposal of the personal information.
Retention: The organization will establish a retention period for all personal information collected. This period may be related to legislation other than PIPEDA (Employment Standards for example).
Disclosure: The organization will not disclose personal information unnecessarily to employees or any third party, unless the effected individual consents.
Access: The organization promotes individual’s right of access to personal information about themselves. The organization will provide access to information upon request. Access will be provided according to established procedures. Note: access to a record may be subject to the payment of a fee should one be levied to the organization.
In addition to the care that Equity Associates Sudbury takes directly, we are also working with all of our partner organizations that may at some point handle personal information gathered by us in the course of their relationship with and service to us. Each third party partner has agreed to meet our standards of privacy, confidentiality and security. All Employees and third party staff who in any way handle or manage Personal Information have acknowledged and agreed to adhere to our Privacy Code and the procedures that support that code. For further information contact: Chief Privacy Officer (CPO): Andrew O'Brien Phone: 705 560-9393 ext.223 Email: firstname.lastname@example.org
You can also contact the Office of the Privacy Commissioner of Canada for assistance between the hours of 9 am and 5 pm, at: Toll-free: 1-800-282-1376 Phone: (613) 995-8210 Fax: (613) 947-6850 or by mail at: 112 Kent Street Place de Ville Tower B, 3rd Floor Ottawa, Ontario K1A 1H3 or on the Web at: http://www.privcom.gc.ca/
Equity Associates Sudbury - 190 Church Street, Unit 3, Garson ON P3L 1S5